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U.S. Economy in Doldrums as Credit Crisis Deepens

by Jeff Mackler / December 2007 issue of Socialist Action newspaper

 

 

At the beginning of this year, leading U.S. officials and Wall Street "experts" insisted that the subprime mortgage crisis - then in its beginning stages - was limited to a few, albeit major, subprime lenders. It was well contained, they argued. In the context of the overall health of the economy in all other sectors, the pundits of capitalist stability insisted that there was little or nothing to worry about.

 

As the year draws to a close, that estimate has been shattered by an astounding series of revelations indicating that the U.S. ruling elite fear that a major break with the present stability may well be on the horizon, including a recession of significant proportions. (The word "depression" is informally banned in bourgeois parlance.)

 

In a matter of weeks, as it became clear that the subprime crisis extended far deeper than originally expected, equally disturbing aspects of the U.S. economy were factored into the picture. These included the mushrooming balance of payments crisis, approaching $1 trillion per year; the unprecedented national debt, approaching $10 trillion; the growing budget deficit, approaching $1 trillion annually; and the slowdown in basic manufacturing industries, Also in the picture were the steadily decreasing profit rates of major corporations, the dismal job picture, unprecedented oil prices, an ever declining dollar, the major decline in influence and near bankruptcy of the U.S.-backed World Bank and the International Monetary Fund, and the slowing down of the previous motor force of the economy, consumer spending.

 

These gave the ruling rich pause to consider that much more was involved than what was initially seen as a handful of mortgage defaults. And qualitatively more than a handful there are. Some two million mortgage foreclosures are now expected in the coming year.  The leading U.S. banks and brokerage houses are in the early stages of writing off hundreds of billions of dollars in bad debts. The top officials at Morgan Stanley and Merrill Lynch have been forced to resign their posts in disgrace.

 

Little more than a year earlier these same banking executives, direct representatives of the ruling-class families that run the country, were celebrating their largest profits in history. Wall Street was exploding in joy, with their elite coterie of top business professionals granting themselves multi-million-dollar and billion-dollar Christmas bonuses while touting their financial wizardry.

 

The chief executive of the world's largest bank, Citigroup, Charles O. Prince, was fired in October after Citigroup's credit ratings dropped dramatically following a $30 billion shortfall that will require this banking behemoth to sell off assets or cancel dividends to pay its debts. Similarly, the chairman and chief executive of Merrill Lynch, E. Stanley O'Neil, was forced to resign after the corporation announced the worst losses in the company's history.

 

The announcement of the multi-billion-dollar losses, still the tip of the iceberg, was followed by major declines in stock market share values. The resulting lowering of their credit ratings served to limit their borrowing capacity, furthering exacerbating the

crisis.

 

U.S. financial institutions in the recent period have accounted for about half of the growth in the U.S. economy. But this stupendous growth in what Marx called "fictitious capital" was a product of Wall Street's utilization of endless and complex financial instruments and manipulations that had nothing to do with gains in the major manufacturing sectors of the economy, where real surplus value is created. Today, in the face of unprecedented globalized capitalist competition, these sectors are in decline, with some of the most powerful corporations, as with the U.S. auto industry, threatening bankruptcy.

 

Today, the billions gained on the ledgers of the leading capitalist banking institutions are

evaporating. Black is turning into red on increasing numbers of corporate balance sheets, from financial institutions to leading manufacturers.

 

The financial boom was based in significant part on banks, using borrowed or deposited "cheap" money obtained at low interest rates, then charging high fees and issuing bonds with higher rates of return on packages of debt based on questionable loans such as subprime mortgages. Profit-hungry corporate investors in the U.S. and worldwide, assured that their investments were safe, if not guaranteed, eagerly bought in to what became today's subprime mortgage crisis.

 

The banks and related institutions secured hefty profits for their services. They did the same with auto and credit card loans, based on the flawed assumption that the consumer-spending boom, driven by massively inflated housing values, would continue forever.

 

The Federal Reserve Board's September 2007 decision to lower short-term borrowing rates by banks a half point to 4.5 percent, followed by another quarter point in October, was greeted with cheers on Wall Street, at least for a day or so, after which the stock market resumed its downward plunge. After the Fed further reduced rates on Dec. 11, to 4.25 percent, the stock market plunged 294 points - an indication that the problems faced by Wall Street bankers were far greater than the need for another government shot in the arm.  Bankers fully understand that "borrowing" money from the federal government directly serves their interests. Next to direct tax cuts and other outright subsidies to the rich, it's the closest thing to free money there is.

 

The concept is simple. Bankers borrow government funds at a low interest rate and loan it out to everyone else, from subprime borrowers to corporations or speculators, at a higher rate or fee for their services. The difference is pocketed by the ruling-class banking institutions, which use the profits to further invest in additional schemes, each designed to sell bonds or stocks or other financial instruments at more profitable rates. The process is repeated, pyramid style, with speculators and banks betting that it will continue indefinitely.

 

Structured Investment Vehicles (SIVs) and the similar Collateralized Debt Obligations (CODs) have figured prominently in this modern-day super speculation.

 

These are created by banks and other financial institutions that purchase pools of thousands of mortgages and other securities and pay for them at low interest rates and in turn sell them at much higher rates of return. An estimated $400 billion has been invested in such vehicles, a great portion of which is today at risk as the value of the pools of mortgages decline in step with mortgage foreclosures.

 

The $400 billion figure is but the latest estimate of how much subprime mortgage money is at risk. No one really knows the real figures. Benjamin Bernanke, the new Federal Reserve Board chair, stated recently, "I'd like to know what those damn things are worth."

 

But some figures are helpful in determining this magnitude. Subprime adjustable rate mortgages, according to New York Times experts, represent about 10 percent of the $10 trillion in outstanding mortgages. By this estimate holders of these debts are at risk to the tune of $1 trillion.

 

Additionally, this estimate leaves out those risks stemming from defaults in more standard mortgage vehicles that most workers hold. These too may lead to additional trillions in loses for ruling-class financial institutions, as lending institutions are expected to raise adjustable mortgage rates on 2 million homes in the next 18 months. This can only lead to additional foreclosures.

 

Workers lose trillions in real estate value

 

This leads us to still another side to this crisis, one that directly affects working people qualitatively more than the corporate elite. The Oct. 25 New York Times reports, "The much bigger loses will be in declining real estate prices. Household real estate wealth - the equity people own in their homes, rather than what they owe lenders - currently totals $20 trillion, according to the Federal Reserve." Losses to working people in real estate value, according to the same article, could be between $2 trillion and $4 trillion.

 

Charles Schummer, chair of the Joint Economic Committee of Congress, noted, "From New York to California, we are headed for billions in lost wealth, property values and tax revenues." Change billions to trillions and Schummer's figures are in the ballpark.  Global Insight, a research firm, predicts that "housing prices will drop 5 percent over the next year and 10 percent before mid-2009 for a total loss of about $2 trillion." Goldman Sachs predicts that prices will drop 15 percent for an overall loss of $3 trillion in real estate value. Other forecasters put the figure at 20 percent or more, thus accounting for a $4 trillion loss to working people. And the crisis has just begun!

 

Home sales fell to the lowest annual pace in almost a decade, an indication that people are more than nervous about buying or selling. Inventories of unsold homes reached their highest levels in 20 years.  All kinds of government schemes are under consideration to avoid a full-scale panic, especially schemes to assist banking and related financial institutions. The latter are hesitant to declare or write down losses based on the bad loans they are still holding on their books, that is, high-risk loans that are more and more likely not to be repaid.

 

Government officials in a quandary

 

Treasury Department head Henry M. Paulson suggested a plan to have banks raise $75 billion to stabilize global credit markets. Paulson's idea is for the banks to issue new stocks or bonds based on supposedly good loans they hold and to have these purchased by banks in better condition.

 

The money raised by the banks in jeopardy would be used to support their bad bonds in order to avoid default and/or having them dumped on the market at fire sale prices and great losses. This essentially amounts to an accounting sleight of hand to avoid declaring losses now in the hope that a future economic turnaround will elevate the value of the bad loans.

 

While both Paulson and Bernanke insist that the government will not bail out bad loans to save ruling-class banking institutions, it is well known that there is more than one way to skin a cat. The 1990s Savings and Loan scandal that saw a government bailout to the tune of $240 billion - big money in those days - is evidence enough that the ruling rich will try to protect their interests as best they can.

 

The S&L scandal, ending with the imprisonment of a few leading capitalist crooks, like former U.S. Senator Alan Cranston, included the outright theft by bankers across the country of one-third of the "losses," or some $80 billion. These were never repaid.

 

The 2002-2003 stock market crash, which included financial scandals involving some of the world's leading corporations like Enron, World Com, and many others that remain hidden to this day, saw $7 trillion, or 40 percent of stock market value, evaporate - and along with it the pensions and jobs of tens of thousands of workers.

 

Liquidity crisis

 

The present frenzy and then crash of subprime mortgage markets threatened a "liquidity" crisis, a shortage of cash to meet the demands of those who wanted out of a crumbling market. The potential for massive runs on banks, demands for redemption in cash, have led to similar crises in England, where the central bank was compelled to bail out a number of private banks where no cash was available.

 

The Federal Reserve Board has issued stern warnings that bank runs in the U.S. could lead to major financial dislocations. The origin of the liquidity crises is the fact that super-confident bankers, believing that their money-making schemes were flawless, literally re-invested - again, pyramid style - almost every cent they earned in order to keep the money-making machine rolling at full speed. Any thought of a need to keep some cash on hand in the event of a glitch in their system was brushed aside in the face of the imagined immutable golden future immediately ahead.

 

Prior to the recent turmoil, which saw bank profits decline at the fastest rate in modern times, 30 percent or more in major banks, the ruling rich thought they had perfected the art of speculation to a science. Many bragged that that they had developed for investors a foolproof system wherein their bonds and other offerings were essentially guaranteed against losses.

 

Of course, these guarantees, like all others, have value only when there is money in the bank. When there is a run associated with a major crisis, as is developing today, their value is limited. Lawsuits against banks that presently seek to avoid meeting their "guarantee" obligations are currently in progress.

 

Financial speculation has perhaps reached its zenith in the hedge-fund market, where top executives were proclaimed geniuses when they touted investment gains of 40 percent.  Hedge funds are essentially non-regulated, privately offered and managed pools of capital for wealthy, "financially sophisticated" investors.

 

One New York Times analyst jokingly suggested that if hedge-fund experts could manipulate money at a 40 percent profit rate, perhaps the government should lend them $9.6 trillion, the approximate amount of the U.S. national debt, the largest in world history. At a 40 percent rate of return, the debt could be paid in full in less than three years. "Let's do the same with the failing Social Security system," he suggested, knowing that the idea was preposterous but nevertheless practiced with little restraint on Wall Street.

 

"The party is over"

 

This sophisticated jokester's point was that Wall Street speculation and pyramid-style investments that result in unprecedented profits may well have come to an end. The jig is up, or as a Nov. 7 AP story noted, "The party is over."

 

The article begins, "The malaise in the mortgage market is starting to spread to credit cards and auto loans in what one analyst has dubbed consumer credit contagion. It's an ominous warning signal for the economy." The story reports unprecedented losses by leading lenders, as we have mentioned above.

 

A few years ago, a Socialist Action report noted that consumer spending exceeded income by some 0.3 percent, the difference being made up by credit. Workers spend more than they earn, we noted, not because they are foolish but rather to make ends meet. Today the negative spending figure is 2.4 percent, that is, each year, on average, American families spend 2.4 percent more than is earned; the difference is made up by credit, made available in large part because of the availability of home equity loans.

 

Alan Greenspan himself warned a number of years ago about what he termed the "wealth effect" - the dangerous notion that living on credit was fine because of inflated home values.

 

Today the housing market is in rapid decline. New construction is down 31 percent. Sales of existing homes have dropped 30 percent since the peak in 2005, and the supply of unsold homes in October 2007 reached a 19-year high. The housing bubble has burst, with no one able to predict how low home values will sink.

 

Consumer spending accounts for 70 percent of all economic activity in the U.S. In the face of falling housing values, tighter credit, increased energy costs, lose of jobs, wage cuts, cuts in health-care coverage and pensions, this critical aspect of economic life, one that underlies the financial stability of the U.S. itself, and indeed the world economy, has slowed.

 

In the construction industry alone 383,000 jobs have been lost, with more to come. Tens of thousands of decent-paying jobs have been lost in auto and steel and in almost every other manufacturing industry.

 

We have repeatedly noted that the government's official “unemployment” figures are of little or no value, as it defines the term solely with respect to the number of individuals who receive unemployment insurance. The vast numbers who are not eligible for this coverage, who have exhausted it, or who work low-paying part-time jobs are not included.

 

One fact is certain. Each year some one million decent-paying jobs are lost, usually exported to low-wage nations like China, where the labor costs are a fraction of those paid in the U.S.

 

An added quirk to the employment picture comes from the top end of the pay scale. Financial services firms in New York have announced layoffs of 42,404 this year, according to the Oct. 23 New York Times: "Those cutbacks are especially threatening to the local economy because pay on Wall Street is so high that the industry accounts for one out of every five dollars of income in the region. Economists estimate that each new job on Wall Street leads to at least 1.3 other jobs, so for every three investment bankers laid off four other workers are in jeopardy."

 

The inevitable result of the massive attacks on working people on every front is that they have less and less to spend. The contradictions inherent in capitalism are more rapidly approaching a breaking point, as the crisis of overproduction - driven by ferocious and never-ending competition for declining world markets - results in an excess of commodities being produced worldwide.

 

In the face of lightning-fast technological innovations, virtually new plants stand idle or close when profit rates decline and eventually fall to zero or less. The lay-offs that result from plant closures inevitably bring on the inseparable crisis of under-consumption.

 

We live in a world where the most sophisticated and refined means of production in history exist and are capable of producing more than enough for everyone.  But under the laws of the capitalist system, this very fact spells doom for ever larger proportions of the world's population. The inevitable decline in consumer spending pose a threat to the system's stability not seen in half a century. For the first time in decades all major department stores report huge declines in sales, with the stock market values of each store also showing huge declines.

 

The decline in home equity loan or credit-generated consumer spending is but one side of the equation accounting for the unprecedented mortgage foreclosures. To this we should add the impact of an annual trillion-dollar transfer of wealth from 120 million U.S. families, that is, the working class in general, to the super rich, through trillion-dollar tax cuts for the corporate elite, and tax increases, and assaults on pensions, health care, and wages for the rest of us.

 

The result is a mounting crisis of major proportions for working people in general and for a capitalist system today choking on its inherent contradictions, the latter including the absolute need to solve its inherent contradictions at the expense of the working class in the U.S. and worldwide.

 

The historic gains won in struggle by the U.S. working class and workers everywhere have been eroded by non-stop ruling-class attacks on every front, with the greatest blows being struck in the most recent decades. Whatever buffers in the system that have slowed this process - such as two-person and now 2.3-person incomes in each family, or home equity and the associated access to credit - are today less and less sufficient to hold back the mounting tide of anger that has thus far been largely restrained.

 

This restraint has a dual character. On the one hand, it is a product of the view that things will change, that the economy will turn around and that the previous good days will return.

 

Yet a diminishing number of workers today believe that this is what the future holds. They more and more understand that the factors at work that undermine their basic security go to the core of the system itself.

 

Plant closures, outsourcing of jobs, pension elimination, and all the rest are a reality that requires a qualitatively greater fightback than has been mounted in their lifetimes. It requires a level of unity and combativity that they have never experienced.

 

Today, the need for such unity is just beginning to percolate through the consciousness of U.S. workers.  In the case of their French counterparts, who have become accustomed to massive, united, and coordinated strikes to defend their elementary class interests, the process is more advanced.

 

But as Karl Marx said a long while ago, “Capitalism creates its own gravediggers."  Without doubt American workers are far from immune to the massive forces operating to deprive them of gains that have been wrested from the boss class over decades of struggle.

 

The time is fast approaching when the present molecular process of evaluating class struggle options breaks through to a visible fightback that will shake the foundations of the system itself. The capacity of revolutionary socialists to win the best fighters today and assemble a broad class-struggle left wing in the labor and social movements will prove critical to winning the first round of victories that open the door to the inevitable massive fightback ahead.

 

Human Needs, Not Profits!